-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O8wXte2SvfQBkMaq6Lp72XN7UK4kYMEl/8afupg9SFdS0FPyOzlOr0+irm7dNBtY Ro1JUTsdkfuHsSUJU6r5mw== /in/edgar/work/20000630/0000899243-00-001645/0000899243-00-001645.txt : 20000920 0000899243-00-001645.hdr.sgml : 20000920 ACCESSION NUMBER: 0000899243-00-001645 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000630 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REUNION INDUSTRIES INC CENTRAL INDEX KEY: 0001003429 STANDARD INDUSTRIAL CLASSIFICATION: [3089 ] IRS NUMBER: 061439715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-54241 FILM NUMBER: 666424 BUSINESS ADDRESS: STREET 1: 300 WEYMAN PLAZA STREET 2: SUITE 340 CITY: PITTSBURGH STATE: PA ZIP: 15236 BUSINESS PHONE: 2033248858 MAIL ADDRESS: STREET 1: 300 WEYMAN PLAZA STREET 2: SUITE 340 CITY: PITTSBURGH STATE: PA ZIP: 15236 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STANWICH FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001066763 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 050481357 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O STANWICH PARTNERS STREET 2: ONE STAMFORD LANDING 62 SOUTHFIELD AVE CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033250551 MAIL ADDRESS: STREET 1: C/O STANWICH PARTNERS STREET 2: ONE STAMFORD LANDING 62 SOUTHFIELD AVE CITY: STAMFORD STATE: CT ZIP: 06902 SC 13G/A 1 0001.txt AMENDMENT NO. 2 TO STANWICH SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* Under the Securities Exchange Act of 1934 REUNION INDUSTRIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 761312-10-7 (CUSIP Number) December 31, 1999 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 SCHEDULE 13G CUSIP NO. 761312-10-7 (1) Name of reporting person............. STANWICH FINANCIAL SERVICES CORP. S.S. or I.R.S. identification Nos. of above persons........................ (2) Check the appropriate box if a member (a) [ ] of a group (see instructions) (b) [ ] (3) SEC use only......................... (4) Citizenship or place of organization. RHODE ISLAND Number of shares beneficially owned by each reporting person with: (5) Sole voting power.................... None (6) Shared voting power.................. 1,665,030 (7) Sole dispositive power............... None (8) Shared dispositive power............. 1,665,030 (9) Aggregate amount beneficially owned by each reporting person............. 1,665,030 (10) Check if the aggregate amount in Row (11) excludes certain shares (see instructions)................... [ ] (11) Percent of class represented by amount in Row (11)................... 10.9% (12) Type of reporting person (see instructions)........................ CO Page 2 of 6 REUNION INDUSTRIES, INC. SCHEDULE 13G ITEM 1. ISSUER. (a) The name of the issuer is Reunion Industries, Inc., a Delaware corporation (the "Issuer"). (b) The address of Issuer's principal executive office is 11 Stanwix Street, Suite 1400, Pittsburgh, PA 15222. ITEM 2. REPORTING PERSON. (a) Name of person filing this Schedule 13G is Stanwich Financial Services Corp. (the "Reporting Person"). (b) Address of Reporting Person's principal business office is c/o Stanwich Partners, Inc., 62 Southfield Avenue Stamford, Connecticut 06902. (c) The Reporting Person is a corporation organized under the laws of the State of Rhode Island. (d) This Schedule 13G covers the Issuer's Common Stock, par value $.01 per share (the "Common Stock"). (e) The CUSIP Number of the Common Stock is 761312-10-7. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer register under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). Page 3 of 6 (f) [ ] an employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] ITEM 4. OWNERSHIP (a)(b) As of December 31, 1999, the Reporting Person was the beneficial and record owner of 271,280 shares (the "Shares") of the Issuer's Common Stock, representing approximately 6.9% of the outstanding shares of Common Stock. (c) Number of Shares as to which the Reporting Person has: (i) Sole power to vote or to direct the vote: 0 shares. (ii) Shared power to vote or to direct the vote: 1,665,030 shares. (iii) Sole power to dispose or to direct the disposition of: 0 shares. (iv) Shared power to dispose or to direct the disposition of: 1,665,030 shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be beneficial owner of more than five percent of the class of securities, check the following [ ]. Page 4 of 6 ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: June 30, 2000 STANWICH FINANCIAL SERVICES CORP. By: /s/ Richard L. Evans ---------------------------------- Name: Richard L. Evans Title: Vice President Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----